Investment Advisor – Wealth Management

Salary: $50,000 – $125,000 per year

Job Type: Full-time

Location: Melville, NY

Are you driven to build long-term client relationships and help individuals work towards their financial goals? Do you want to develop your career with mentorship, professional training, and a clear path for growth within Wealth Management?

Join Aegis Capital Corp. and take the next step in your financial services career. We are seeking motivated and professional individuals who are eager to learn, develop industry knowledge, and grow within a regulated Wealth Management environment.

Why Join Us?

At Aegis Capital Corp., you will have the opportunity to work alongside experienced financial professionals in a collaborative and supportive environment. We provide training, mentorship, and access to industry resources designed to support your professional development.

What We Offer

• Competitive base salary plus performance-based compensation opportunities
• Sponsorship and support for FINRA licensing, including Series 7 and Series 63 or 66
• Mentorship from experienced financial professionals
• Ongoing professional development and training
• Clear opportunities for career progression based on performance and professional growth

Key Responsibilities

• Support senior financial professionals in developing investment and wealth management strategies tailored to client objectives and risk tolerance
• Build and maintain professional relationships with prospective and existing clients
• Learn and apply industry regulations, compliance procedures, and firm policies
• Assist with retirement planning and investment solutions under appropriate supervision
• Participate in business development and client service initiatives

What We’re Looking For

• Strong communication and interpersonal skills
• A motivated, coachable, and professional mindset
• Background in sales, business development, finance, banking, or client services preferred
• Interest in pursuing a long-term career in Wealth Management and Financial Services
• Commitment to obtaining required FINRA registrations and licenses

Licensing & Regulatory Information

Candidates may already hold FINRA Series 7, Series 63, or Series 66 registrations; however, sponsorship may be available for qualified candidates pursuing licensing requirements, including the Securities Industry Essentials (SIE) exam.

All offers of employment are contingent upon successful completion of applicable background checks and regulatory requirements. Associated persons must comply with all firm policies, supervisory procedures, and FINRA and SEC regulations. Registration with the firm is required where applicable.

This position is subject to applicable securities industry regulations and compensation is not guaranteed beyond the stated base salary.

Additional Information

Work Location: In person – Melville, NY 11747

Relocation/Commute:
Candidates should be able to reliably commute to or relocate to Melville, NY prior to starting employment.

Contact information

Elliot Sherer